Senior Compliance Analyst

Primary Duties:

 

·         Control Environment Standardization

·         Preparing, leading and reporting matrices /process flows that will allow to easily comparing the 404 control environment across all lines of business and RBCs

·         Issue executive summary with recommendations on where the opportunities of standardization reside, including timing, and description.

·         Follow-up, testing that the 404 harmonized controls are working properly. By having mutual collaboration with the process owners (P2P, OTC, RTR, etc)

·         Support lead for Continuous Monitoring roll out,

·         Issue monthly global and regional SOX key performance indicator reports through the SOX Manager application

·         Updating and harmonizing the SOX key control matrices plus the Account Responsibility Matrix

·         Provide support for Internal Audit integrated audits, external auditor statutory and GAAP audits, and SOX Corporate Compliance audits

·         Provide internal audit issue resolution tracking and monitoring; report on issue remediation progress to Corporate Compliance

·         Provide training for various functional areas and topics (such as the SOX Manager tool and process, account reconciliations and internal audits)

·         Perform special projects, such as Audit Command Language (ACL) testing, and due diligence

·         Ad-Hoc - Support on projects that require additional and special analysis

·         Support supervisor with above mentioned activities and any projects/transitions etc

Job Specifications:

 

·         CPA / CFA education background

·         MBA, ACCA if in progress are a plus

·         SOX 404, US-GAAP & IFRS

·         Experience with both assurance and advisory projects

·         Minimum of 3 years of increasingly responsible experience as an auditor or consultant,

·         ACL Knowledge, Hyperion or HFM, MS-Office

·         Process oriented/ analytical

·         Ability to work effectively with people even under challenging circumstances,

·         Excellent oral and written communications skills.