Compliance Officer

Job Purpose

In cooperation with the responsible Commerzbank Head Office Department (GM-CO) and the local Compliance Officer managing the Compliance related AML, Securities, Anti-Fraud and Sanctions activities of Commerzbank AG, Prague and Bratislava Branches, with accent on Slovak Republic

Key responsibilities

General:
• Ensure compliance with the applicable Compliance related AML, Securities, Anti- Fraud, Sanctions legislation.
• Monitor corresponding Czech and Slovak websites and other publications for announcements, updates, amendments and changes to regulations on a regular basis.
• Liaise with local competent authorities on Compliance related AML, Securities, Anti- Fraud and Sanctions issues on a regular basis. Among other things prepare response to any of the authorities' requests for information in due course and inform these authorities on relevant Compliance, AML, Securities, Anti-Fraud and Sanctions breaches. Ensure that GM-CO management is immediately aware about upcoming changes to legislation in the Czech Republic and Slovac Republic and ensure regulatory updates. Liaise with local Senior Management on Compliance related Securities, Fraud, Sanctions and AML issues.
• Prepare regular reports to GM-CO and local management on the performance of compliance activities.
Prepare and adjust local and global procedures
Check translations of procedures and training materials
Participation in global projects
.
Securities-Compliance:
Ensure implementation of and compliance with the local and group-wide regulations and any relevant local laws on the subject of capital-market compliance.

Anti Money Laundering:
Develop, update and implement internal principles, procedures and controls to prevent money laundering and terrorist financing according to the level of knowledge current at the time, considering local and group-wide regulations.

Sanction Embargoes:
Analyze and evaluate sanctions requirements applicable locally or by way of Global Sanctions Policy (especially established by a jurisdictional link) and develop and update appropriate concepts and effective procedures to the extent locally relevant.

Fraud Prevention:
Implement organizational and technical measures to minimize fraud and corruption risks based on the Group policies and standards as well as locally applicable law, whichever is stricter.

Work experience/ education requirements

• University degree or comparable professional education or experience
• Pronounced analytic and conceptual capacity as well as communication skills
• Practical experience in AML Monitoring skills and Compliance issues
• Language skills: fluent in Czech or Slovak (preferably Slovak native speaker), advanced level in English, German knowledge would be nice.

We offer

• 2 years contract (subtitude for parental leave)
• Opportunity for professional development and experience
• Pleasant working enviroment in Prague center

http://www.lmcg2.com/pd/1232814889?rps=183&source=10&exportID=0